Please read these articles on the new DOL regulations relating to Qualified Default Investment Alternatives. Contact our office to see how your clients should be contacted regarding this very important topic. In addition, please review the article written by Fred Reish on fiduciary liability. Learn how we can help you solve the dilemma of providing mutual funds to participants who do not have the time, knowledge, or desire to effectively manage their own accounts. Professional money management falls under the Safe Harbor for QDIA's, and can be utilized in a 401k plan as the default account with opt out provisions. We can show you how.

QDIA for Brokers

QDIA Sample Employer Letter

Taking Charge - Avoiding a fiduciary trap

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